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Find here important forms that you might need for your Zecco Trading account. Please note that each form on this page needs to be printed, signed and mailed to our office:

Zecco Trading
P.O. Box 60126
Pasadena, CA 91116, USA

You may expedite the process if also a copy is faxed to (626) 529-7077, or a scanned copy is e-mailed to customerservice@zeccotrading.com.

Be aware that at the end of the online account opening process, all necessary documents will be provided automatically; the forms below are just a backup.

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Print or Store Your Application Documents

If you have a Trading Account, please sign in to see the specific account application documents.

Margin application form
Form used to add Margin Trading privileges to a client account. To learn more about margin rates click here.

Mail me a copy of my application

If you need to mail us a signed copy of your Customer Agreement and you haven't saved this agreement during the online application process, we're happy to mail you a copy. Just sign and return it for us to process.

W-9
IRS Form used for updating Client Name, US ITIN, or Social Security Number.

ACAT Transfer Form
Form used for transferring accounts to Zecco Trading from another brokerage firm.

W-8 BEN
Form used for Non-U.S. Citizen and Non-U.S. Resident Account Holders.

Presence Test
Form used for verifying US presence.

Blocked Jurisdiction List
This document from Penson Financial Services (our clearing firm) lists account opening restrictions due to the Patriot Act.

Options Agreement
Form used to add Options Trading privileges to a client account.

Retirement Forms


IRA Simplifier - Form used to amend an existing IRA account. IRA Withdrawal Statement - Mandatory withdrawal statement for IRA accounts.

Other Interesting Forms


Market Sweep Form
Form used to add a sweep of uninvested funds into a money market in a client account, for current selections and rates.

Limited Trading Authorization
Form used to add an authorized trader to a client account.

Zecco Trading Mutual Fund Order
Form used to place mutual fund orders.

Easy To Borrow List
This list, which is updated every Friday, displays all securities that can be shorted.

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Privacy Policy - User Agreement - Margin Disclosure - Risk Disclosure - SEC Rule 606 Disclosure - Penny Stock Disclosure - Business Continuity Plan - About Us - Contact Us

Zecco.com is a financial portal of Zecco Holdings, Inc., which also provides access to Zecco Trading, Inc.’s trading service. Zecco Holdings, inc. is not a securities broker/dealer. All securities and investments are offered to self-directed investors by Zecco Trading, Inc. Member FINRA /SIPC. More information is located on the disclosures page.

At Zecco Trading, you can make up to 10 free stock trades in any one month that you maintain a $2500 minimum account net equity. After that, you pay only $4.50 per stock trade. Options trades are $4.50 plus $.50 per contract. Only the first account of any account type is eligible for the Zecco Trading, Free Trading program. Any multiple accounts of the same type with the same registration are not eligible for the free trading program. Free Trading Program is only available through Zecco.com. $0 minimum to open cash and IRA accounts.

* Margin accounts require a $2,000 minimum balance for opening and trading on margin. Margin trading involves risks and is not suitable for all accounts.

Options involve risk and are not suitable for all investors. Please read Characteristics and Risks of Standardized Options.

Multiple leg options strategies involve additional risks and multiple commissions, and may result in complex tax treatments. Please read Spread Trading Disclosure.

Investors should consider the investment objectives, risks, and charges and expenses of a mutual fund or ETF carefully before investing. A mutual fund/ETF's prospectus contains this and other information, and should be read carefully before investing.

System response and access times may vary due to market conditions, system performance, and other factors.

The content of Zecco Holdings, Inc.’s and Zecco Trading, Inc.’s websites, including research, tools and securities symbols, is for educational and informational purposes and should not be intended as a recommendation or solicitation to engage in any particular securities transaction or investment strategy. You alone are responsible for evaluating the benefits and risks associated with the use of our services or products and to decide which securities and strategies better suit your financial situation and goals, risk profile, etc. The projections regarding the probability of investment outcomes are hypothetical and not guaranteed for accuracy or completeness. They do not reflect actual investment outcomes and are not guarantees of future results. Tools’ calculations do not take into consideration commissions, margin interest and other costs that may impact investment outcomes. All investments involve risk. Losses may exceed the principal invested. Past performance of a security, market, or financial product does not guarantee future results. Neither Zecco Holdings, Inc. nor Zecco Trading, Inc. offers any tax, legal or financial advice.

No consideration was paid for any testimonials displayed on this website. Your experience may vary, and the testimonials are no guarantee of future performance or success. Zecco Holdings, Inc., Zecco Trading, Inc.’s and their independent providers are not liable for any errors, incompleteness, or delays, or for any actions taken in reliance upon information contained herein. By accessing our websites, you agree not to redistribute the information found therein.

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© 2006-2008 Zecco Holdings, Inc. and Zecco Trading, Inc., Member FINRA /SIPC All rights reserved.