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Forms

Throughout your relationship with Zecco Trading, you may need to mail us a form. Usually this is because it’s legally required to have your “wet” signature on paper. Any form on this page would need to be printed, signed, and sent to our office:
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Print or Store Your Application Documents
  • Choose your Trading account in the dropdown menu below.
  • If you have an outstanding application, the links "Customer Agreement" or "IRA Simplifier" should appear below the drop-down menu. Please click on each document that appears before you, which will open a pop-up window with the document.
  • Enter your Social Security Number when prompted. NOTE: For International customers without a Social Security Number, please enter your Government ID number to retrieve your documents.
If you have a Trading Account, please sign in to see the specific account application documents.
Opening an Account?
All the following forms are available when you open an account. In case you missed them the first time around, here they are again.
Apply for Margin
Send us this form to add margin trading privileges to your account. Make sure you learn about margin and margin rates first. (Not applicable for IRA accounts)
Enable Your Account for Options Trading
Do you want to start trading options at Zecco? Fill out this form to apply.
Update Your Tax Information (W-9)
Send us this form to update or correct your US ITIN, or your Social Security Number. This is required for tax purposes.
Update Your International Tax Information (W-8 BEN)
Send us this form if you’re not a U.S. citizen or resident. This is required for tax purposes.
Transfer Your Holdings From Another Brokerage (ACAT)
ACAT is an industry-wide standard for transferring positions between different financial institutions. If you already have a portfolio with another institution, it’s a great idea to use this method to transfer these holdings directly to Zecco. This way, you don’t have to liquidate your current positions.
Step 1: Complete the ACAT Form
  • Print and fill out the Customer Account Transfer (ACAT) form.
  • Attach a copy of your most recent brokerage statement.
  • Please fill out the form completely, as transfers cannot be processed otherwise.
  • Make sure you sign the form.
Step 2; Mail, Email, or Fax Your ACAT Form and Statement
Blocked Jurisdiction List
This document from Penson Financial Services (our clearing firm) lists account opening restrictions due to the Patriot Act.
Managing Your Retirement Accounts
Need to make a change to the beneficiaries of your IRA account? These forms will be required: Need to make a withdrawal from your IRA account? These forms will be required:
Managing Your Personal Accounts
Add My Cash to Money Market Sweep
If you have uninvested funds sitting in your account, we can move it to a money market if you fill out this form.
Limited Trading Authorization
If you have someone you trust and want them to place trades on your behalf, fill out this form to give that person access. For your protection, this form must be notarized.
Place a Mutual Fund Order
If you’d like to place an order for a mutual fund, you’ll need to send us this form.
See Our Easy To Borrow List
This list is updated every Friday, and shows what stocks can be sold short.


*Email is not a secure form of communication. Sending sensitive documents to Zecco Trading via this method will expose your personal data to the internet. Zecco Trading will not be held liable should you use this delivery method, therefore we suggest you use caution.
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Privacy Policy - User Agreement - Margin Disclosure - Risk Disclosure - SEC Rule 606 Disclosure - Penny Stock Disclosure - Business Continuity Plan - About Us - Contact Us

Zecco.com is a financial portal of Zecco Holdings, Inc., which also provides access to Zecco Trading, Inc.’s trading service. Zecco Holdings, inc. is not a securities broker/dealer. All securities and investments are offered to self-directed investors by Zecco Trading, Inc. Member FINRA /SIPC. More information is located on the disclosures page.

At Zecco Trading, you can make up to 10 free stock trades in any one month that you maintain a $2500 minimum account net equity. After that, you pay only $4.50 per stock trade. Options trades are $4.50 plus $.50 per contract. Only the first account of any account type is eligible for the Zecco Trading, Free Trading program. Any multiple accounts of the same type with the same registration are not eligible for the free trading program. Free Trading Program is only available through Zecco.com. $0 minimum to open cash and IRA accounts.

* Margin accounts require a $2,000 minimum balance for opening and trading on margin. Margin trading involves risks and is not suitable for all accounts.

Options involve risk and are not suitable for all investors. Please read Characteristics and Risks of Standardized Options.

Multiple leg options strategies involve additional risks and multiple commissions, and may result in complex tax treatments. Please read Spread Trading Disclosure.

Investors should consider the investment objectives, risks, and charges and expenses of a mutual fund or ETF carefully before investing. A mutual fund/ETF's prospectus contains this and other information, and should be read carefully before investing.

System response and access times may vary due to market conditions, system performance, and other factors.

The content of Zecco Holdings, Inc.'s and Zecco Trading, Inc.'s websites, including research, tools and securities symbols, is for educational and informational purposes and should not be intended as a recommendation or solicitation to engage in any particular securities transaction or investment strategy. You alone are responsible for evaluating the benefits and risks associated with the use of our services or products and to decide which securities and strategies better suit your financial situation and goals, risk profile, etc. The projections regarding the probability of investment outcomes are hypothetical and not guaranteed for accuracy or completeness. They do not reflect actual investment outcomes and are not guarantees of future results. Projections and tools' calculations do not take into consideration commissions, margin interest and other costs that will impact investment outcomes. All investments involve risk. Losses may exceed the principal invested. Past performance of a security, market, or financial product does not guarantee future results. Neither Zecco Holdings, Inc. nor Zecco Trading, Inc. offers any tax, legal or financial advice.

No consideration was paid for any testimonials displayed on this website. Your experience may vary, and the testimonials are no guarantee of future performance or success. Zecco Holdings, Inc., Zecco Trading, Inc.'s and their independent providers are not liable for any errors, incompleteness, or delays, or for any actions taken in reliance upon information contained herein. By accessing our websites, you agree not to redistribute the information found therein.

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